Guidelines on Standard Operating Procedures for CLINICAL CHEMISTRY

General Introduction


Health care delivery is no longer a simple process of examining the patient and giving him a prescription. Over the years there has been rapid expansion in the various branches of health care services. As part of this expansion process and explosion of scientific medical knowledge, laboratory diagnosis has gained tremendous importance in today's practice. Through the use of quality control (QC) the laboratory can ensure that the results being issued by it are reliable enough to allow decisions to be taken with confidence. QC is the study of those errors which are the responsibility of the laboratory, and of the procedures used to recognize and minimize them. Incorrect laboratory results may lead to wrong management decisions with possible fatal results. The reliability of laboratory results is therefore most important. It is not sufficient to ‘think’ that ‘my’ results are satisfactory. This has to be proved with scientific evidence. Laboratory personnel must know that QC is an obligation to the patient, that it is designed to give the analyst confidence in the methods used and that its purpose is not to find scapegoats or to punish those making mistakes.

*     Quality Manual

Towards achieving quality, international accreditation programmes strongly recommend the production of a quality manual by the laboratory.

The quality manual of a laboratory is a document or a set of documents describing the organizational structure, responsibilities, procedures and processes by which the laboratory achieves its objectives and gains confidence in its work. The manual is indispensable for achieving and maintaining good overall quality. Furthermore, the preparation of a quality manual may induce the laboratory to improve quality. Even a non-mandatory quality manual may be a valuable document for a clinical laboratory in demonstrating to clinicians and the hospital administration a commitment to quality.

"The laboratory shall define and document its policies and objectives for, and its commitment to, good laboratory practice. The hospital management shall ensure that these policies and objectives are documented in the quality manual and communicated to, understood by, and implemented by all laboratory personnel concerned. The quality manual contents are as follows

*     Contents of quality manual

These are:

*     Quality Policy and Quality System

*     Organization

*     Quality Control

*     Personnel

*     Accommodation and Environment

*     Equipment

*     Reference Materials

*     Test Procedures

*     Handling of Reagents

*     Sample Collection, Storage and Disposal

*     Maintenance of Records

*     Laboratory Reports and Despatch of Reports

      

 

*     Quality policy

The aim of the laboratory is to provide clinically useful information through laboratory measurement of samples from patients, taking into account the allocated resources.

The quality policy is implemented by the following means;(2)

*     Proper sample collection, stabilization, transport, sample preparation and identification.

*     Reliable analytical work so that systematic and random errors do not exceed specified limits.

*     Turn-around time within specified limits for routine and emergency measurements, and for rare routine measurements.

*     Data reported in a clear form and supplemented with relevant information, including reference intervals to allow reliable clinical interpretation.

*     Appropriate communication to the clinicians so that the results will be interpreted correctly and logically integrated into further (clinical and laboratory) evaluation of the patients, and that the clinicians become aware of unexpected problems and errors.

 

*     Standard operating procedures       

 

The preparation of test procedures comes under the broad heading of Standard Operating Procedures (SOPs). SOP is a clear, concise and comprehensive written instruction of a method or procedure which has been agreed upon and authorized as the operating policy of the department.

In general, SOPs, which mainly contain detailed descriptions of each analytical method, are essential for maintaining the same analytical quality over a long period of time. The procedures are a prerequisite to correct transfer of methods from one laboratory to another. The contents of SOP are as follows:

*     Introduction

*     Principle of method

*     Specimen types, collection and storage

*     Reagents, standards and control - preparation and storage

*     Equipment, glassware and other accessories

*     Detailed procedure

*     Calculations, calibration curve

*     Analytical reliabilities – (QC and Statistical assessment)

*     Hazardous reagents

*     Reference range and clinical interpretation

*     Limitations of method (e.g. interfering substances and troubleshooting)

*     References

*     Date and signature of authorization

*     (Effective date + Schedule for review)

 

      

 

*     Laboratory errors

Analytical errors are classified into random errors and systematic errors. It is clear that random errors indicate poor precision while systematic errors indicate poor accuracy. A few examples of random errors are pipetting error, transcription error, wrong sample numbering and labelling, and fluctuating readings on the colorimeter. Systematic errors could occur due to wrong procedure, incorrect standard and calibration procedure.

Errors can occur in any of the limb of the cycle of events taking place in a hospital, starting from the physician examining the patient and back to the physician (pre-analytical/ analytical/post-analytical).

The physician, after examining the patient, decides and orders a test, and collects and transports the patient’s samples; this constitutes the pre-analytical limb of the cycle of events. In the analytical limb the sample is received by the laboratory and analysed. The post-analytical limb consists of the transfer of the result to the physician and a meaningful interpretation of the laboratory data by the physician, followed by necessary action.

*     Definition:     

 

*     Accuracy is the degree of agreement between a measured value and its ‘true/consensus’ value. On the contrary, inaccuracy, which is represented by analytical bias, is defined as the % of the difference between the measured value and the ‘true’ value over the true value. Therefore, good accuracy means least analytical error.

*     Precision refers to reproducibility. It refers to the agreement between replicate measurements. It is quantitatively expressed as the standard deviation (SD) or more precisely as percent coefficient of variation (CV), which is defined as SD times 100 divided by the mean value of the results in a set of replicate measurements. Therefore, good precision means least CV.

*     Pre-analytical

 

The pre-analytical system shall take care of the following aspects(3),as each can have a major effect on the accuracy of the result:

*     Patient preparation

*     Request forms

*     Specimen collection, containers, labelling and phlebotomy equipment and procedure

*     Specimen transport

*     Specimen preparation

*     Specimen storage

 

*     Analytical

 

The following aspects(3) shall be monitored, evaluated, implemented and maintained to ensure the accuracy and precision of the test carried out:

 

*     Quality of distilled water

*     Calibration of measuring and testing instruments including balances, thermometers, incubators, waterbaths, autoclaves, centrifuges and semi-automatic pipettes, and regular servicing and maintenance of equipment.

    

 

 

It is essential to use a standard calibrator which is traceable to national/international reference material. The laboratory shall obtain evidence of traceability to the reference material from the supplier. Precision can be maintained through the use of suitable QC material, either commercial or prepared in-house. The QC material should be analysed at predetermined intervals along with patient samples to monitor systematic and random errors. Such QC material shall also be traceable to a national/international certified reference material so that the accuracy of measurements can be monitored.

All data relating to the laboratory’s internal QC practices and performance in external quality assessment schemes (scoring, ranks, etc.) shall be recorded, reviewed and corrective actions implemented.

*     Stability of reagents

Laboratory personnel should be aware that the stability of all reagents kept at room temperature will go down from the stated values if the temperature exceeds 350C.

*     Use of calibration graphs

A fresh standard curve should be carried out for the analyses described in this manual whenever:

*     the calibrator is changed

*     new reagents are introduced

*     problems with QC are encountered

 

 

*     Post-analytical

In order to avoid transcriptional errors in the results of the test, the reporting/signatory technicians shall verify the results entered manually or through on-line instrument interfaces before the results are reported or despatched.

*     Rectification of laboratory errors

It is therefore essential to continually ask the following questions.

*     Is there an analytical error?

*     If so, what type of error is this?

*     What could have been the causes for this error?

*     How to rectify this error?

It is important to identify analytical errors and classify them as either random or systematic errors. Towards this end, the laboratory should implement internal QC procedures. This involves preparation of a QC pool, either human or bovine, quantification of unavoidable laboratory errors, construction of Levey-Jennings chart and daily analysis of QC along with every batch of patients’ samples.

*     Preparation of QC pool

Ethanediol stabilized liquid serum QC pool has been established in the authors’ laboratory (4) based on the WHO method (5). This procedure is applicable to both pooled human serum as well as bovine serum. This preparation is economical and appropriate for use in the laboratories in developing countries.

*     Use of patients’ s era

A serum pool can be prepared by salvaging the extra serum from leftover patients’ samples after analysis. Samples that are significantly haemolysed or lipemic or icteric should be excluded. Similarly, samples that show positive tests for HIV antibodies and Hbs antigen should also be excluded. In view of the dangers in handling infectious blood samples, use of animal-based QC pool is recommended.

*     Use of bovine serum

Collect about 2-3 litres of fresh bovine blood in a 5-litre clean plastic bucket. Allow to clot at room temperature for about 30 minutes.

Slice the clot into small pieces using a sharp knife and leave the bucket at 2-80C for 12 hours to enable the serum to ooze out. Decant the crude serum into a one litre beaker or flask.

Transfer this crude serum into several glass centrifuge tubes (size 15 x 120 mm) and then centrifuge for 10 minutes at 3500 rpm and decant the clear serum into a clean bottle.

Transfer one litre serum into a one-litre plastic bottle.

Mix the contents well and store the container at –200 C for 12 hours or until frozen.

While monitoring day-to-day laboratory performance with internal QC, it is preferable to use different levels of QC materials to cover the entire pathological ranges. Therefore, methods of preparation of three levels of QC (low, normal and high) are described below.

If the preparation of all three levels of QC pool is not possible, it is essential to make use of at least one level, viz. normal level.

The procedures described below for the preparation of all three QC levels are applicable to both human serum and bovine serum.

*     Preparation of normal-level QC serum

Remove the container from the freezer and fix it upside down over a one-litre plastic measuring cylinder. Collect the first 830 mg, which will be rich in all constituents. Add 150 ml of ethanediol to this and mix well. Take an aliquot and measure the levels of various analytes. Use 20 ml distilled water to dissolve the various substances that will be added to the serum in order to increase the levels of these to the desired normal levels. Total volume = 830+150+20 = 1000 ml

The QC serum thus prepared will contain 15% (V/V) ethanediol.

*     Preparation of high-level QC serum

Freeze one litre of clear serum at -200C. Remove the container from the freezer and fix it upside down over a one-litre plastic measuring cylinder. Collect the first 700ml, which will be more concentrated and rich in all constituents. Add 127.5 ml of ethanediol to this and mix well. Take an aliquot and measure the levels of various analytes. Use 22.5 ml distilled water to dissolve the various substances that will be added to the serum in order to increase their levels to the desired levels. Total volume = 700 +127.5+22.5 = 850 ml.

The QC serum thus prepared will contain 15% (V/V) ethanediol.

 

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