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Ecological Study of Rio de JaneiroCity DEN-3 Epidemic, 2001-2002
Maria Lucia F. Penna#
Escola Nacional de Saude Publica, Fundação Oswaldo
Cruz, Rua Leopoldo Bulhões
1480,
DENSP, 21041-210 Rio de Janeiro, RJ, Brazil
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Abstract
Dengue virus serotype 3 was introduced in the Rio de Janeiro metropolitan area in January
2001 which produced a large epidemic during 2001 and 2002. This study looks
into the relationship between the urban socioeconomic organization and the
dengue attack rate during the epidemic in Rio. This study uses secondary
data published in the data website of the city administration, including
variables related to sanitation, use of the city area, tax collection,
population density, education, income and life expectancy. The model
includes as predictors the proportion of households with a well, the
proportion of the available area in the city used for commerce and services
in general, the proportion of city taxes collected from industries, the
mean per capita income and the residential area per inhabitant, all with a
statistical significant level of less than 0.05. The model explains 71% of
the attack rate variance. The variables included in the model indicated
that dengue distribution in the city was related to people’s socioeconomic
status and the city organization. Variables that correlate with the
movement of people across towns have emerged as the most significant.
Keywords: Dengue
virus, socioeconomic status, urban
organization, Rio de
Janeiro
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After decades of freedom from dengue virus infection, Brazil experienced an outbreak of DEN-1
and DEN-4 in areas close to the borders with Venezuela in 1981-82. Intensive vector
control measures successfully controlled this outbreak and checked its spread
to other areas in the country[1].
In 1986, DEN-1 was introduced in the Rio de Janeiro metropolitan area, which spread
to other areas, causing a massive epidemic that later covered the entire
country. DEN-2 and DEN-3 were also
introduced in the country in 1990 and 2001, respectively[2].
Once introduced in the Rio de Janeiro metropolitan area, DEN-3 caused
a large epidemic during 2001 and 2002. In 2003, DEN-1, DEN-2 and DEN-3 were
in circulation in all except the two southern states of the country, with
341,092 cases reported (Figure 1)[3].
Despite the use of a variety of control
strategies, dengue control is a major public health challenge in the world.
Demographic changes occurring in developing countries due to widespread
rural-urban migration epidemic that later covered the entire country. DEN-2
and DEN-3 were also
introduced in the country in 1990 and 2001, respectively[2].
Once introduced in the Rio de Janeiro
metropolitan area, DEN-3 caused a large epidemic during 2001 and 2002. In
2003, DEN-1, DEN-2 and DEN-3 were in circulation in all except the two
southern states of the country, with 341,092 cases reported (Figure 1)[3].
Despite the use of a variety of
control strategies, dengue control is a major public health challenge in the
world. Demographic changes occurring in developing countries due to
widespread rural-urban migration
since the 1960s have resulted in overcrowded cities with multiple
deficiencies, particularly in housing and basic sanitation. The strategy that
resulted in the eradication of Aedes aegypti in the 70s is no longer applicable to the
reality of the social, demographic, economic and political situation in South
American countries[4-6].
Figure. Circulation of dengue virus in the Brazilian states, 2003
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None
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DEN-1 and -3
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DEN-1 and -2
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DEN-1, -2 and -3
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Predicting the
risk of dengue correctly based on sociocultural
factors has been the goal of many authors[7,8],
but the dynamics of dengue transmission in urban settings are still poorly
understood[9]. The understanding of the virus transmission
dynamics requires a theoretical framework that includes individuals,
households and behavioural risk factors as well as
the administrative aspects of city management services, use of city space and
movement of people across the metropolis. This understanding can help control
measures to be more effective with responsibilities divided between the
government and communities as per priorities established on the basis of
reliable data.
The present study looked into the relationship between the urban
socioeconomic organization and the dengue attack rate during the DEN-3
epidemic in Rio de Janeiro city in 2001-2002. It is mainly
an exploratory study, based on available secondary data,
that is likely to throw some light on how urban settings contribute to
dengue transmission.
Rio de Janeiro city is located at -22°54'23" south latitude and -43°10'21" west
longitude, at the seashore, with an urban area of 1,255 km2,
including inland and continental waters. The municipal area was divided into
26 administrative regions (ARs) in 1999 which were
used as spatial units for analysis. The climate is tropical, hot and humid,
with local variations due to altitude differences, vegetation and proximity
to the sea. The mean annual temperature is 22 °C, with high daily means in summer (30 to 32 °C). Rainfall is 1,200 to 1,800 mm per year, concentrated in summer
from December to March. The city has the lowest rate of population growth
among the Brazilian capital cities, 6.9% between 1991 and 2000.
This study used secondary data
published in the website of the city administration[10],
including the proportion of households belonging tothe
sewage collection system (SEWAGE), the proportion of households belonging to
the water supply system (WATER), the proportion of households with a well
(WELL), the proportion of households with waste collection by the city
authority (WASTE), the number of inhabitants per household (INH/HOUSE), the
area of residential properties (square metres) per
inhabitant (M2/INH), the proportion of households in slums
(SLUMS), the proportion of the total area built for residence (HOUSE), for
industry (INDUSTRY), for commerce or service (COMMERCE); the proportion of
unused areas (UNUSED); the proportion of the total area of parks and squares
(PARKS); the amount of city tax collected per inhabitant (TAX); the
proportion of city tax of commercial origin (COMTAX), industrial origin
(INDTAX) and service origin (SERVTAX); the mean per capita income (INCOME);
the life expectancy (LE); the proportion of literacy among inhabitants
(LITERACY); and the proportion of children aged 7 to 15 years attending
school (SCHOOL) as independent variables. All proportions were presented as
percentages and income and taxes as 1,000 reais
(Brazilian currency). The independent variable was the attack rate for DEN-3
epidemic, calculated by the number of reported dengue cases during 2001-2002
divided by the population estimate for January 2001, per 100,000 inhabitants.
A multiple regression model was
adjusted to the data using stepwise forward approach, with F to enter = 1 and
F to leave = 0.95, and the author interference to limit the number of steps
in order to prevent a saturated model. The independent variable was given a
log transformation. The software used was Statistica,
from Statsoft[11].
Table 1 shows the correlation
coefficients between the independent variable and all those variables
presented in the model, along with their range. The model included as
predictors the proportion of households with a well, the proportion of the
available area used for commerce and services, the proportion of city taxes
collected from industries, the mean per capita income and the built household
area per inhabitant (Table 2), all with a statistical significant level less
than 0.05. The model explains 71% of the attack rate variance. Table 3 shows
the partial correlation coefficients for the variables included in the model,
which is a measure of the association of each variable when the other
variables are controlled for, making it possible to rank their effect. The
residues fitted well into a normal distribution and presented no correlation
with the predictors.
Table 1. Descriptive statistics and correlation
coefficient with log (attack rate)
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Variable
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Mean
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Minimum
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Correlation
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WASTE
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1
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0.93
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1
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0.09
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SWAGE
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1
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0.30
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1
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0.09
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WATER
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1
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0.88
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1
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-0,30
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WELL
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0
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0.00
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0
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0,39
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M2/INH
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24
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5.56
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56
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0.20
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SLAM
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15
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0.00
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41
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0.04
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INH/HOUSE
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3
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2.36
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4
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-0.05
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LE
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72
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65.99
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78
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-0.01
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LITERACY
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96
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90.74
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99
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-0.38
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SCHOOL
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90
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67.66
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113
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-0.36
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INCOME
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670
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212.21
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2229
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-0.13
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HOUSE
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69
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9.89
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89
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-0.26
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COMMERCE
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12
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3.40
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39
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0.27
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INDUSTRY
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7
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0.11
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21
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0.01
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UNUSED
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981
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0.99
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19729
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0.02
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PARKS
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2
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0.00
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25
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-0.02
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COMTAX
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0
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0.00
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3
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-0.20
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INDTAX
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0
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0.00
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1
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0.30
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SERVTAX
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99
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94.30
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100
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0.03
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TAX
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396
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2.78
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7157
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0.19
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Table 2. Regression
summary
(Standard regression coefficient, regression coefficient, t and P value)
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Beta
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Standard
error of Beta
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Standard
error of B
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t (20)
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P level
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Intercept
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6.360585
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0.184526
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34.46979
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0.000000
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WHELL
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0.33653
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0.145309
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7.640343
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3.299001
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2.31596
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0.031294
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COMMERCE
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0.34087
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0.136198
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0.024121
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0.009638
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2.50272
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0.021111
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INDTAX
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0.46826
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0.126483
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2.084555
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0.563072
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3.70211
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0.001410
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INCOME
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-1.06086
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0.273221
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-0.001142
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0.000294
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-3.88279
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0.000925
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M2/INH
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1.12201
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0.294558
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0.048058
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0.012616
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3.80912
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0.001099
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Table 3. Partial and semi-partial correlation
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Partial correlation
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Semi-partial correlation
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WELL
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0.33653
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0.459859
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0.278711
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COMMERCE
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0.34087
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0.488354
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0.301187
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INDTAX
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0.46826
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0.637673
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0.445527
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INCOME
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-1.06086
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-0.655600
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-0.467271
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M2/INH
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1.12201
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0.648419
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0.458405
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The exploratory aspect of this study
justifies the presentation of a high number of urban and socioeconomic
variables in the model. These variables present high covariance that induces
the use of the forward stepwise method. To avoid a saturated model, the
author restrained the number of steps and assured that only significant
variables were kept in the model by using a relatively high value of F to
leave. The rupture of the homocedasticy assumption
due to the nature of data (proportions) was successfully dealt with by the
logarithmic transformation of the attack rate[12],
as shown by the residual analysis.
The proportion of households with a well is really a proxy variable of the
discontinuity of water supply. The proportion of households that have access
to the city’s water supply network is 95.07% for the entire city, indicating
a high coverage of the city’s water supply network. But the water supply is
not equally effective in all the administrative regions (ARs),
with some areas having chronic problems, mainly discontinuous supply. The
presence of a well, although small, only in 1.12% of the households (maximum
of 11.85% in PaquetaAR and 11.06% in GuaratibaAR) is a proxy
variable for the discontinuity problem, for it is a solution that involves
financial expenses which is only justified in the face of an important and
lasting problem of supply. These results point to the fact that water supply
is an important issue in dengue control, but only in the context of lack of
or irregular water supply where the population is forced to resort to
storage, which creates breeding sites for the vector and not in the usual
context of adequate supply as suggested by other authors[13]..
The model included mean per capita income as a protective factor meaning that
low socioeconomic status of residents of an AR is a risk factor for dengue
transmission. A study in Brazil found no
association between the socioeconomic status and dengue risk at the
individual level[14]
and suggested that the previous finding of such an association at the
aggregate level[15,16] was a fallacy. However, it should be
noted that studies that focus on factors at individual level are insufficient
to address the ecological links in the causal chain. Ecological studies may
be, as pointed out by Koopman and Languini[17],
the only way to study risk factors for infectious diseases. The risk of
dengue virus infection is not dependent on the physiological characteristics
of individuals, but on the environmental characteristics of the area where
the group of individuals live. This includes other individuals, the natural
environment and the way it is transformed by humans. The mean per capita
income has to be interpreted as an environmental measure concerning the area
and not as an aggregate measure of individuals, because it impacts the neighbouring households as well as the nearby public
areas, thus affecting the presence of potential breeding sites for the
vector. This discussion reinforces the relevance of multi-level analysis in
the evaluation of dengue risk factors.
The inclusion in the model of the proportion of the area used for commerce
and services and the proportion of city taxes paid by industry shows that
urban organization plays an important role in the distribution of dengue.
These two variables are proxy variables for the movement of people across ARs. The presence of commerce and general services was
represented by the proportion of the area and the presence of industry as the
proportion of city taxes, because those are the variables correlated to the
intensity of the movement of people. The luxury commerce and services may
collect more taxes than the popular commerce and services, but the areas of
popular commerce and services have a much bigger flow of people. On the other
hand, the relative size of the industrial area is related to the type of
industry, as for instance big industrial storage areas, and not to the
production or the number of workers. Industries that collect more taxes have
a larger production and are more likely to have a higher number of workers.
Other authors[18]
indicate that the probability of being reached by a new dengue virus is
correlated to the intensity of communication among people and the density of
traffic and the road network. It is important to note that the diffusion of
the epidemic by proximity may be less important than the diffusion caused by
the circulation of people in central areas in big cities, which is supported
by the present finding. This area initially imports infected individuals from
the initial foci of the virus where it is newly introduced, resulting in
higher local transmission, which, in turn, results in exportation of infected
individuals to other areas, reinforcing the epidemic all over the city. This
fact clearly indicates the priority of mosquito control in areas with high
levels of population mobility, such as the Rio de Janeiro city central
area.
The model also included the area of residential property per inhabitant as a
risk factor for dengue. This variable is closely correlated with the
socioeconomic status represented by the mean per capita income (R=0.864605) that is controlled in the model, meaning that,
for the same socioeconomic status, a bigger area of residential
property per inhabitant results in bigger dengue
risk. This is possibly due to the existence of empty spaces in properties,
such as backyards, thus creating greater opportunities for the existence of
the vector breeding sites. This hypothesis has to be investigated for its
importance in the selection of priorities for vector control in private
residences as well as in defining the contents of educational
interventions.
The results of the present study allow the establishment of priorities in
vector control and educational interventions, highlighting the importance of
the flow of people across cities and its significance in dengue epidemics.
The current efforts to control dengue demand a more comprehensive approach,
including health education, community participation, garbage disposal and
proper urban planning, besides chemical and biological mosquito control
measures. In order to improve the efficiency of control efforts, these
activities have to concentrate on areas and populations at higher risk, which
implies early identification of higher incidence periods and areas and their characteristics[5].
In Rio de Janeiro, emphasis has
been placed on bringing about behavioural changes
in the communities to make an impact on the determinants and risk factors of
dengue through educational interventions. Health authorities and the press
attributed the main responsibility of the problem to public behaviour, not clearly distinguishing between the
responsibilities of the government and that of the private citizen[6].
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