Non-communicable Diseases & Mental Health

FAQs

Tobacco Free Initiative : FCTC

1. Why is tobacco control a public health priority and necessity?

Currently, 1.3 billion persons use tobacco in the world. Tobacco continues to be the second major cause of death in the world. Half of today's tobacco users will eventually be killed by tobacco, and most of them will be in developing countries. Currently 4.9 million people die every year globally from tobacco use; out of the number 1.1 million people die from SEA Region. By 2030, if present smoking trends continue, this number will rise to 10 million deaths per year globally.

While epidemiological research continues to connect tobacco use to numerous serious health problems, economic research also shows that tobacco con exacerbate poverty among users, grows, workers and nations. In order to counter the ill effects of tobacco use, especially among the poor and in low-income countries, development agencies should use policy dialogue coupled with technical and financial cooperation to support policy change.

2. What is the WHO Framework Convention on Tobacco Control?

Negotiations on the WHO FCTC started as a way to combat the globalization of the tobacco epidemic. The WHO FCTC is the first public health treaty negotiated under the auspices of WHO. The Treaty was adopted by all WHO’s Member States and it sets an international minimum standard for tobacco control with provisions on issues such as tobacco advertising and sponsorship, tax and price increases, labelling, illicit trade and second-hand smoke among others. Ultimately the WHO FCTC is aimed at reducing tobacco consumption and the health and economic burden it brings with it.

3. What is the importance of the WHO FCTC ?

The WHO FCTC set the roadmap for a minimum set of comprehensive tobacco control measures. But the most important dimension of the WHO FCTC is the transnational one. A country can be successful in implementing its own smoking bans or price increases, but if people can easily have access to cheaper tobacco coming from a neighbouring country that has very different standards on price and tax measures, the objective is not achieved. The Treaty deals with this transnational problems, illicit trade and contraband, and when it enters into force, the countries will have some basic standards to follow.  The treaty also sets up a mechanism for international cooperation, with its own governance system.

4. What is the difference between a treaty, a convention, a protocol and a resolution?

A treaty is an international legal agreement concluded between States in written form, and governed by international law;

A convention (and also a framework convention) is a different name for a treaty;

A protocol is also a form of treaty.  It typically supplements, clarifies, amends or qualifies an existing international agreement, for example, a framework convention;

A resolution is an expression of common interest of numerous states in specific areas of international cooperation.

5. Does this mean that the WHO FCTC will have the same laws for all parties?

No. The WHO FCTC sets only some minimum standards and some aspirational or ideal goals for countries to go beyond these minimum standards. Countries are free to legislate at higher thresholds, according to their needs.

6. Why was FCTC developed?

The FCTC was developed in response to the globalization of the tobacco epidemic.  The spread of the tobacco epidemic is facilitated through a variety of complex factors with cross-border effects, including trade liberalization and direct foreign investment.  Other factors such as global marketing, transnational tobacco advertising, promotion and sponsorship, and the international movement of contraband and cunterfeit cigarettes have also contributed to the increase in tobacco use.

7. When was FCTC adopted?

The WHO Framework Convention on Tobacco Control was adopted unanimously by the 56th World Health Assembly on 21 May 2003.

8. Is the Treaty going to harm tobacco growers and countries growers of tobacco?

The WHO FCTC in its preamble recognizes the need to develop appropriate mechanisms to address the long-term social and economic implications of successful tobacco demand reduction strategies.

Even with strong tobacco control programmes, consumption will not fall immediately and thus it will not affect tobacco growing countries. It will take a few generations, time that can help a very smooth transition for those countries that are more dependant. The WHO and the World Bank concluded after several studies that even assuming the more optimistic of scenarios of a reduction on smoking prevalence (% of people who smoke), there would be an increase of tobacco demand, due to the increase in the population. For the country's economy, it is estimated that a reduction of money spent on tobacco would direct the money to other goods, creating other jobs in other industries. The governments should also ensure (and the WHO FCTC recommends) that alternative sources of employment are devised to compensate the job that could be lost in the tobacco fields and factories.

Currently, a very big percentage of the people growing the tobacco crop live very precariously and in poverty, due in part to the policies that the very same industry has in place, like the fixing of the tobacco leave prices which leaves farmers with no decision power of who to and for how much to sell their products.

9. How can a country become a party to the WHO FCTC ?

After the closure of signature to the WHO FCTC on 29 June 2004, a country that has not signed the WHO FCTC can become party to the Convention only by Accession/Acceptance to the Convention.  The instrument of Accession/Acceptance should be deposited to the UN Treaty Section at UN headquarters in New York.

The countries that have signed the WHO FCTC can become parties to the Convention by submitting the Instrument of Ratification to the UN Treaty Section at UN headquarters in New York.

10. Why is reaching 40 Contracting Parties such an important point?

As stated on the Treaty itself, 90 days after the deposit of the 40th instrument of ratification or legal equivalent, the Treaty will enter into force, and become international binding law by which countries that are Parties to it are bound by it. These countries are legally bound to implement the provisions in the Treaty accordingly. Reaching 40 Contracting Parties unleashes the next step in the process of the WHO FCTC. This sets forth the mechanism for establishing the supreme body of the Convention the COPS, which will oversee the implementation of the WHO FCTC.

11. How will the WHO FCTC be implemented?

After the entry into force of the WHO FCTC, a Conference of Parties (COP) to the consultation will be set up.  It will have a secretariat which will oversee the implementation of the Convention.

12. What is the Conference of the Parties? Who will regulate the process of the Treaty?

The first session of the Conference of the Parties (COP) will take place within a year of  the entry into force. The COP will be the regulating body in charge of deciding in detail procedural and financial matters relating to the implementation of the Treaty at country level.

13. If a country has not ratified or become a party to the Treaty, yet, can it do it at a later date?Is there a deadline for ratification?

No, the Treaty will continue from now on to be open to ratification, acceptance or approval for those countries that have signed, and is open for accession for those that have not. There is no deadline for countries to become Contracting Parties to the WHO FCTC.

14. What advantages have countries that are already Parties to the Treaty?

The first 40 countries are making history by being the first Parties to the first WHO  Global Public Health Treaty.  The Parties to the Treaty will decide in depth the mechanisms by which the Conference of the Parties (COP) --governing body to the Treaty-- will be guided. In this regard, the first session of the COP will be crucial for determining how the Treaty body will function. The COP will also be a forum to share and exchange technical and scientific information that will be very valuable during the implementation of the national tobacco control programmes.

15. What are the disadvantages for countries that are not Parties to the Treaty yet ?

They will be left out of the Conference of the Parties (COP) while they are not Parties to the Treaty, and so they will not be able to decide on governing or procedural issues. The Treaty also establishes that the COP shall devise funding and aid mechanisms for those Parties that are less developed and more needed. Countries that are not Parties will not be considered for these mechanisms of help.

Countries not Parties will be missing an opportunity to improve the health of their people.

16. Do the countries that have signed the Treaty have an obligation to implement it?

No. Signing the Treaty shows the government’s interest or intention to become a party  at a later stage. Once a country has signed it is also expected that its government will act in good faith not to undermine the provisions set out in the Treaty.

17. Do countries need to sign/become a Party in order to implement tobacco control measures?

No. Many countries have in place important and effective tobacco control programmes, but it is important, especially with the current globalization of trade and communications, that some transnational standards prevailing across the borders are established to prevent the tobacco industry from circumventing national restrictions.

18. Can the European Community (or European Union) ratify the WHO FCTC?

The EC can become a Party to the treaty by means of formal confirmation, which has the same effect as ratification.

19. When the EC becomes a Party to the WHO FCTC, does this mean that all of its 25 Member States will automatically become parties?

No. The European Community and its member countries have competence that are mutually exclusive. The member countries of the European Union and the European Community as a regional economic integration organization will become WHO FCTC Contracting Parties as separate and distinct entities.

20. When will the FCTC come into force ?

The Convention will enter into force on the ninetieth day following the date of deposit of the fortieth instrument of ratification, acceptance, approval, formal confirmation or accession with the Depository.

21. How will the FCTC help international tobacco control ?

The FCTC and related protocols will improve transnational tobacco control and cooperation through the following avenues :

The guiding principles of the Convention encompass both national and transnational measures making it clear that : tobacco is an important contributor to inequity in health in all societies; as a result of the addictive nature and health damage associated with tobacco use it must be considered as a harmful commodity; the public has a right to be fully informed about the health consequences of using tobacco products; and the health sector has a leading responsibility to combat the tobacco epidemic, but success cannot be achieved without the full contribution of all sectors of society.

Under the Convention, State Parties would take appropriate measures to fulfil, through coordinated actions, the general objectives that they had jointly agreed to.  In this respect, the FCTC includes the following general objectives : protecting children and adolescents from exposure to and use of tobacco products and their promotion; preventing and treating tobacco dependence; promoting smoke-free environments; promoting healthy tobacco-free economies, especially stopping smuggling; strengthening women’s leadership role in tobacco control; enhancing the capacity of all Member States in tobacco control and improving knowledge and exchange of information at national and international levels; and protecting vulnerable communities, including indigenous peoples.

The protocols include specific obligations to address inter alia: prices, smuggling, tax-free tobacco products, advertising/sponsorships, internet advertising/trade, testing methods, package design/labeling, environmental tobacco smoke, protection of children and adolescents, product regulation, cessation and agricultural diversification.

The process of developing and adopting the FCTC and related protocols will also help to : mobilize national and global technical and financial support for tobacco control; raise awareness among several ministries likely to come into the loop of global tobacco control, as well as various sectors of society directly concerned with the public health aspects of tobacco; strengthen national legislation and action; and mobilize NGOs and other members of civil society in support of tobacco control.

22. Where and how resources can be mobilized for implementation of the WHO FCTC ?

After entry into force of the FCTC, the Parties to the Convention shall promote, as appropriate, the utilization of bilateral, regional, sub regional and other multilateral channels to provide funding for the development and strengthening of multisectoral comprehensive tobacco control programmes of developing country Parties and Parties with economies in transition.  Accordingly, economically viable alternatives to tobacco production, including crop diversification should be addressed and supported in the context of nationally developed strategies of sustainable development.

There are a number of donors who can provide assistance to countries in implementing the WHO FCTC.  However, most of these donors are contributing funds to WHO headquarters.  A portion of that fund is coming to the Regional Office and Regional Office is spending this fund for intercountry programmes that can facilitate the implementation of the WHO FCTC by our Member States.

There are also donors like European Union and World Bank who are ready to fund country specific programmes on a bilateral basis if tobacco control programmes are integrated into the overall development agenda and policy of the country.  In this case, country has to take the lead and WHO Regional Office and headquarters will help countries in this respect.

However, countries also need to allocate their own money for tobacco control programmes.  This can encourage donors to come forward to the support of the tobacco control programmes at the country level.

23. How WHO/SEARO is helping countries to implement the FCTC and overall tobacco control programme?

WHO has been helping countries in building their national capacity to implement the provision of the FCTC;

Support has also been provided to countries to formulate national Tobacco Control Law in line with FCTC;

WHO organized Awareness Raising Workshop on FCTC;

National NGOs have been supported to facilitate signing, ratification and implementation of FCTC;

Seed grants have been provided to countries (Bangladesh, DPR Korea and Timor Leste) to build national capacity and formulate National Plan of Action;

A number of researches (comprehensive tobacco control measures, economics of tobacco control, tobacco and poverty, women and tobacco, oral tobacco use etc.) have been undertaken in countries to generate evidence for appropriate tobacco control interventions;

Surveillance on tobacco has been strengthened in the Region through Global Youth Tobacco Survey (GYTS), Sentinel Survey, Regional Survey Template etc.;

Dissemination of tobacco control information is being done through Regional Online Database System

Countries have been supported to participate in the First Session of Inter-Governmental Working Group on FCTC in June 2004.

24. Do internationally binding conventions/treaties lead to action and tangible results?

Adopting an international agreement can make a significant difference.  For example:

*     Production and consumption of substances that deplete the stratospheric ozone layer have declined dramatically over the last decade, as a result of the Montreal Ozone Protocol.

*     The General Agreement on Tariffs and Trade has brought down trade barriers and promoted the expansion of international trade.

*     Arms control agreements have limited nuclear weapons proliferation and have led to a substantial reduction in the arsenals of the nuclear powers.

25. Why should the FCTC be developed and negotiated under the auspices of the World Health Organization, rather than, for example, under the umbrella of the United Nations?

The World Health Organization is the only international multilateral organization that brings together the technical and public health expertise necessary to serve as a platform for the negotiation and effective implementation of the Framework Convention of Tobacco Control.  Although the United Nations also has the legal authority to sponsor the creation of international instruments on tobacco control, the UN has neither the specialized technical expertise nor the time to engage in negotiating complex standards on tobacco control, particularly if extensive negotiation of the Convention is required.

26. Which countries are doing the best job on tobacco control?

Countries that implement and enforce effective tobacco control measures in line with the provisions of the WHO FCTC, like price and tax increases, bans on advertising, or bans on tobacco use in public places.

27. What countries are the worst ones?

Some countries are more prepared and have more resources to fight against the tobacco epidemic. For other countries, either for lack of resources or economic dependency, it takes longer to react to this threat. But in general, the world is becoming more aware about the negative effect that tobacco has on people’s health and economies, and the vast majority of governments have it as a high priority on their health agendas.

28. Will the US, China, ratify ?

The US and China have so far signed the treaty. This indicates the intention to take the necessary steps to become a party at a later date. It also means that they should refrain in good faith from acts that would defeat the purpose and object of the Convention. They need to go through the respective process of ratification or equivalent instrument before the become parties to the Treaty.

29. How does tobacco consumption affect individuals and families?

At the individual and household level, money spent on tobacco can have a very high opportunity cost.  For the poor, money spent on tobacco is not money spent on basic necessities, such as food, shelter, education and health care.  Also tobacco users are at much higher risk of falling ill and dying prematurely of cancers, heart attacks, respiratory diseases or other tobacco related diseases, thus depriving families of much-needed income and imposing additional health-care costs.

30. How does tobacco contribute to child labour?

The use of child labour in the tobacco fields is common practice in many tobacco-producing countries.  Among poor families who depend on tobacco, children work on tobacco farms or factories at a very early age, missing out on vital educational opportunities that could help lift them out of poverty.

31. How does tobacco increase poverty of countries?

Tobacco not only impoverishes many of those who use it, it puts an enormous financial burden on countries.  The countries suffer huge economic losses as a result of  increased health-care costs, lost productivity due to tobacco-related illnesses and premature deaths, foreign-exchange losses by importing tobacco leaf and tobacco products, reduced government tax revenue due to smuggling of cigarettes and environmental damage by tobacco cultivation and curing.

32. What are the diseases that can be caused by tobacco ?

Increased risk of cancer and heart disease, respiratory illnesses including Chronic Obstructive Pulmonary Diseases (COPD), tuberculosis.  A recent study showed that smoking is the cause of half of all male TB deaths in India

33. What are the health hazards of tobacco cultivation?

Children and adults working with tobacco frequently suffer from green tobacco sickness (GTS). Large and frequent application of pesticides to protect the plant from insects and disease is a common cause of pesticide poisonings, with symptoms encompassing nausea, muscle twitching and convulsions.  These pesticides often have neuro-psychiatric effects with preliminary studies indicating increased rates of depression and suicides.

34. How does growing tobacco harm the environment?

In many developing countries wood is used as fuel to cure tobacco leaves and to construct curing barns. According to a study which assessed the amount of forest and woodland consumed annually for curing tobacco, nearly 5% of all deforestation in developing countries where tobacco is grown was due to tobacco cultivation.  Environmental degradation is also caused the tobacco plant, which leaches nutrients from the soil as well as pollution from pesticides and fertilizers applied to tobacco fields.  Also tobacco manufacturing produces immense amounts of chemical and manufacturing wastes.

35. Who benefits from tobacco cultivation?

The tobacco multinationals! In 2002, the combined tobacco revenues of the world’s three largest tobacco multinationals was greater than the total combined GDPs of 27 developing countries of the world put together.

36. Is it true that tobacco industry generates employment?

The manufacturing side of the tobacco industry is only a small source of jobs, since it is usually highly mechanized.  In most countries tobacco manufacturing jobs account for well below 1% of the total manufacturing employment.  And, with the exception of a few heavily dependent countries, tobacco farming in most countries makes up a tiny proportion of employment in the agricultural sector.

37. Is revenue generated from tobacco industry more than the money spent to treat tobacco related diseases ?

Tobacco’s so called contributions to the economy are far less than its costs to households, to public health, to the environment and to national economy.

38. What will happen to economies that depend on tobacco ?

It is a perception that tobacco control will lead to loss of revenues.  The economic analysis show that the social and health costs of tobacco far outweigh the direct economic benefits that may be possible because of tobacco cultivation.

The tobacco industry relies on the argument that there are no real crop or other substitution options.  It is reasonable to assume that consumers who stop smoking will reallocate their tobacco expenditure to other goods and services in the economy.  Therefore, falling employment in the tobacco industry will be offset by increases in employment in other industries.  However, in the medium-term, for countries which rely heavily on tobacco exports (i.e., the economy is a net exporter of tobacco), economic/agricultural diversification will likely entail employment losses.

The FCTC takes a long-term view of agricultural diversification.  The framework-protocol approach provides for an evolutionary approach to developing an international legal regime for tobacco control, and thus all issues will not need to be addressed at the same time.  Further, the need for a multilateral fund to assist those countries which will bear the highest adjustment cost needs to be established.  The FCTC will probably be the first instrument seeking global support for tobacco farmers.

Also, it is worth noting that if the prevalence of tobacco use remains the same, the current 1.1 billion smokers in the world are predicted to rise to 1.64 billion by 2025, mainly due to population increases in developing countries.  Therefore, tobacco growing countries are extremely unlikely (over the next several decades) to suffer economically from any tobacco control measures such as the FCTC.  Even if global tobacco control efforts are highly successful the world will likely have 1 to 1.2 billion tobacco users by 2030.

39. Among which section of the population tobacco use is the highest?

Tobacco use is the highest among the poor and illiterate people.

40. What is the single most effective way to control tobacco use?

Tax increase on tobacco products is the single most effective way to control tobacco, in particular among the most vulnerable and prevalent groups like poor and youth.

10% increase in price of tobacco products would decrease consumption by 3.6% among users and 7.5% among the population of low and middle-income countries.

 

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